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Bates Group

batesgroup.com
Bates Group is a 40-year financial consulting firm based in Portland, Oregon, providing compliance, litigation, regulatory, and data analytics support to financial services companies, including RIA firms, broker-dealers, and fintechs.
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19861-10 emp
Portland, Oregon
Financial Services
NAICS 52
1703•••••77
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Bates Group Compliance campaignconsultative3000 target
Companies like Bates Group Compliance — Financial Services, 1-10
“Best fit is regulated financial firms facing growing compliance complexity, examinations, enforcement risk, or litigation and needing senior external expertise without building a large in-house team.”
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Companies like Bates Group — competitors and alternatives

CompanyWhat they doLocationSizeHiring
Bates Groupbatesgroup.com
Bates Group is a 40-year financial consulting firm based in Portland, Oregon, providing compliance, litigation, regulatory, and daPortland, Oregon1-10
The Williams Groupthewilliamsgroup.org
The Williams Group is a family wealth transition and family coaching firm that has served over 1,200 families and businesses acrosSan Clemente, California11-50
KBBASK
FINRA is a not-for-profit, self-regulatory organization with an 85-year history that regulates broker-dealers, protects investors,Washington, District Of Columbia5000+
RMDBJB
The U.S. Securities and Exchange Commission (SEC) is the federal agency responsible for enforcing federal securities laws and reguWashington, District Of Columbia1001-5000
CFP Boardcfp.net
CFP Board is the professional body that sets and upholds the CERTIFIED FINANCIAL PLANNER® certification standard for personal finaWashington, District Of Columbia201-1000
KPMG Internationalkpmg.com
BWJPMR
KPMG International is a Swiss professional services firm that delivers audit, tax, and advisory services to enterprises, helping t
Deloittedeloitte.com
WMMMPK
Deloitte is a global professional services organization founded in 1845 that combines advice with action to help clients become leWorldwide, New York5000+
OGNMVC
PwC's Tax Management Maturity Model (T3M) is a global methodology and tool that helps organisations build a Tax Control Framework
LPCRCI
EY (Ernst & Young) is a global professional services firm providing assurance, consulting, tax, strategy, and transaction advisory
Fitch Ratingsfitchratings.com
JPFPIC
Fitch Ratings is a global credit ratings and financial information provider that offers independent credit opinions, commentary, aNew York, New York1001-5000
Compliancecompliance.ai
Compliance.ai is a regulatory change management platform for financial services enterprises that monitors global regulatory updateSan Francisco, California11-50
Boston Consulting Group (BCG)bcg.com
ASAFEO
BCG (Boston Consulting Group) is a global management consulting firm founded in 1963 that partners with business and societal leadBoston, Massachusetts5000+
McKinsey & Companymckinsey.com
McKinsey & Company is a global management consulting firm that advises leading businesses, governments, and institutions across thWashington, District Of Columbia5000+
Accentureaccenture.com
Accenture is a global professional services firm providing management consulting, technology, and outsourcing services to help org
Bain & Companybain.com
Bain & Company is a global management consulting firm founded in 1973 that helps ambitious leaders and organizations define the fuBoston, Massachusetts5000+
Grant Thornton (US)grantthornton.com
Grant Thornton LLP and Grant Thornton Advisors LLC are a U.S. member firm of Grant Thornton International Ltd, a network of indepeChicago, Illinois5000+
Protivitiprotiviti.com
Protiviti is a global business consulting firm with more than 90 offices in over 25 countries, delivering consulting and managed sMenlo Park, California5000+
Bdodrivebdodrive.com
Crowe LLPcrowe.com
Crowe LLP is a public accounting and consulting firm providing audit, tax, and consulting services to public and private entities,Chicago, Illinois5000+
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Bates Group is a 40-year financial consulting firm based in Portland, Oregon, providing compliance, litigation, regulatory, and data analytics support to financial services compani
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Frequently asked questions about Bates Group

What does Bates Group do?

Bates Group is a 40-year financial consulting firm based in Portland, Oregon, providing compliance, litigation, regulatory, and data analytics support to financial services companies, including RIA firms, broker-dealers, and fintechs.

Who are Bates Group's competitors?

Companies like Bates Group include The Williams Group, FINRA, Sec, CFP Board, KPMG International. See the full list of 24 competitors and alternatives above.

How many employees does Bates Group have?

Bates Group has approximately 1-10 employees and is in the Financial Services industry.

Where is Bates Group headquartered?

Bates Group is headquartered in Portland, Oregon.

What industry is Bates Group in?

Bates Group operates in the Financial Services industry.

Who are the decision-makers at Bates Group?

Key decision-makers and buying contacts at Bates Group are listed above, including leaders across executive, finance, sales and operations.